SIEBERT FINANCIAL CORP
SIEB · Security Brokers, Dealers & Flotation Companies · 40.9M shares · +8%/yr ↑ shares · EDGAR filings ↗
Net buyback after stock comp: -$441K (gross $19K, SBC $460K)
Grade
C56Siebert Financial — small retail broker with thin margins and low cash.
Strengths
- Profitable at the operating line
- Low leverage
Risks
- Operating margin 5.9% (30th)
- Very low cash (5th pct)
- Sub-scale vs. discount-broker giants
Quarterly revenue
Last 4 quarters · from SEC filings.
Key metrics
Operating margin
5.9%
Net margin
5.4%
Return on equity
5.7%
Return on assets
0.7%
ROIC
4.7%
Revenue growth (QoQ)
-0.4%
Net-income growth
-61.5%
Debt / equity
0.0×
Net debt / EBITDA
-2.3×
Current ratio
1.1×
Free cash flow
$10M
EBITDA
$8M
Tangible book value
$86M
Cash & investments
$22M
Stock comp / revenue
1.6%
Insider transactions · last 18 months
| Date | Insider | Type | Shares | Price |
|---|---|---|---|---|
| 2026-03-09 | Gebbia Gloria E | Gift | 6.0K | — |
| 2026-03-09 | Gebbia John J | Gift | 6.0K | — |
| 2026-01-20 | Gebbia Richard | Gift | 13K | — |
| 2026-01-20 | Gebbia Richard | Other | 13K | — |
| 2026-01-20 | Gebbia John M. | Gift | 3.0K | — |
| 2026-01-20 | Gebbia John M. | Gift | 26K | — |
| 2026-01-20 | Gebbia John M. | Other | 26K | — |
| 2026-01-20 | Gebbia Gloria E | Gift | 140K | — |
| 2026-01-20 | Gebbia David | Gift | 13K | — |
| 2026-01-20 | Gebbia David | Other | 13K | — |
| 2026-01-20 | Gebbia John J | Gift | 140K | — |
| 2025-11-20 | Gebbia John M. | Gift | 26K | — |
| 2025-11-20 | Gebbia John M. | Other | 26K | — |
| 2025-11-20 | Gebbia David | Gift | 13K | — |
| 2025-11-20 | Gebbia David | Other | 13K | — |
| 2025-11-20 | Reich Andrew H | Gift | 20K | — |
| 2025-11-20 | Gebbia John J | Gift | 128K | — |
| 2025-11-20 | Gebbia Richard | Gift | 13K | — |
| 2025-11-20 | Gebbia Richard | Other | 13K | — |
| 2025-11-20 | Gebbia Gloria E | Gift | 128K | — |
| 2025-07-28 | ZABATTA CHARLES | Gift | 180K | — |
| 2025-07-28 | ZABATTA CHARLES | Gift | 180K | — |
| 2025-06-11 | Gebbia John M. | Other | 100K | — |
| 2025-06-11 | Gebbia Richard | Other | 300K | — |
| 2025-06-11 | Gebbia David | Other | 100K | — |
| 2025-06-11 | Gebbia David | Other | 300K | — |
| 2025-06-11 | Gebbia John M. | Other | 300K | — |
| 2025-06-11 | Gebbia Richard | Other | 100K | — |
| 2025-06-10 | Gebbia John J | Other | 9.7M | — |
| 2025-06-10 | Gebbia Gloria E | Other | 9.7M | — |
| 2025-06-10 | Gebbia Gloria E | Other | 9.7M | — |
| 2025-05-27 | Gebbia Richard | Gift | 2.6M | — |
| 2025-05-27 | Gebbia Richard | Gift | 2.6M | — |
| 2025-05-21 | Gebbia Gloria E | Gift | 18K | — |
| 2025-05-21 | ZABATTA CHARLES | Gift | 100K | — |
| 2025-05-21 | ZABATTA CHARLES | Gift | 100K | — |
| 2025-05-01 | Reich Andrew H | Gift | 61K | — |
| 2025-04-17 | Reich Andrew H | Gift | 50K | — |
| 2025-03-03 | Gebbia Gloria E | Gift | 361K | — |
| 2025-03-03 | Gebbia David | Gift | 118K | — |
| 2025-03-03 | Gebbia Richard | Gift | 125K | — |
| 2025-03-03 | Gebbia John M. | Gift | 118K | — |
| 2025-01-07 | ZABATTA CHARLES | Gift | 20K | — |
All non-derivative Form 4 activity (SEC), newest first.
Supply chain
Customers (0)
Suppliers (2)
- FMR, LLC (Fidelity Investments)
- National Financial Services Corp.
Named in the 10-K; linked when we track them.
Notable events (8-K)
| Date | Items | |
|---|---|---|
| 2025-11-21 | Shareholder vote | filing ↗ |
| 2025-10-31 | Material agreementExhibits | filing ↗ |
| 2025-06-27 | Material agreementExhibits | filing ↗ |
| 2025-04-10 | OtherExhibits | filing ↗ |
| 2024-12-19 | Material agreementDebt obligationExhibits | filing ↗ |
| 2024-11-05 | Shareholder vote | filing ↗ |
| 2024-08-20 | Material agreementDebt obligationExhibits | filing ↗ |
| 2024-07-26 | Auditor changeExhibits | filing ↗ |
Recent filings
| Form | Filed | Period | Accession |
|---|---|---|---|
| 10-Q | 2026-05-15 | 2026-03-31 | 0001213900-26-057679 ↗ |
| 10-K | 2026-03-30 | 2025-12-31 | 0001213900-26-036500 ↗ |
| 8-K | 2025-11-21 | 2025-11-18 | 0001213900-25-113559 ↗ |
| 10-Q | 2025-11-12 | 2025-09-30 | 0001213900-25-109356 ↗ |
| 8-K | 2025-10-31 | 2025-10-28 | 0001213900-25-104746 ↗ |
| 10-Q | 2025-08-12 | 2025-06-30 | 0001213900-25-075082 ↗ |
| 8-K | 2025-06-27 | 2025-06-27 | 0001213900-25-059124 ↗ |
| 10-Q | 2025-05-13 | 2025-03-31 | 0001213900-25-042693 ↗ |
| 8-K | 2025-04-10 | 2025-04-10 | 0001213900-25-030614 ↗ |
| 10-K/A | 2025-04-01 | 2024-12-31 | 0001213900-25-026597 ↗ |
| 10-K | 2025-03-31 | 2024-12-31 | 0001013762-25-004385 ↗ |
| 8-K | 2024-12-19 | 2024-12-18 | 0001213900-24-110524 ↗ |